Senior Markets Manager Sales & Structuring Compliance Advisory - Compliance

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Compliance is a global function that brings together all aspects of regulatory and financial crime risk management. Acting as risk stewards, and incorporating a range of specialist teams, we work together with the business and leverage advanced technology to help HSBC navigate a complex regulatory landscape and embed a sustainable approach to compliance risk management that supports safe growth and serves customers fairly. Compliance aspires to continuously raise the bar and set leading standards across the industry to help HSBC safeguard its customers and the communities within which it operates.
 
 
 
We are currently seeking a high calibre professional to join our team as a Senior Markets Manager Sales & Structuring Compliance Advisory - Compliance.
 
 
 
Principal Responsibilities​      
 
 
 
The job holder will be part of  Global and Regional team that provides direction and support to the Markets Regulatory Compliance teams specific activities globally across Global Businesses, Global Functions, and jurisdictions within the second line of defence, in order to obtain reasonable assurance that the business is operating in line with relevant laws, regulations, codes and HSBC Group Standards within Regulatory Compliance
 
 
 
The role will undertake key regulatory programme activities as part of the Regulatory Compliance function and be responsible for leading the effort in regionally, while supporting and working with the Global program in London
 
 
 
Communicate a clear vision for the FRB or DPA Programme execution that is aligned to the overall Operational Risk Management Framework and Risk Assessment, Policies and Procedures
 
 
 
Actively participate in team meetings, bringing solutions, suggestions, recommendations to the table
 
 
 
Work closely with the Markets Conduct Programme, the Asset Class SMEs within Markets RC and regional and country stakeholders to deploy the risk assessment and follow on implementation activities for the regional hub
 
 
 
Handle all aspects of Regulatory Compliance, perform impact analysis of regulatory initiatives, actions, driving coordination, execution and assurance of the FRB Order Risk Assessment work streams and, ensuring alignment with Global Standards set by the central team
 
 
 
Demonstrate expertise in Conduct Risk rules and industry best practice, apply that expertise within the HSBC context in order to execute and effect risk assessment
 
 
 
Lead thought to provide policy advice related to Global Markets products, services and clients, and ensure that the Regulatory Compliance function is resourced adequately to address the risks associated with Global Markets business
 
 
 
Assist with rule Interpretation, mapping & traceability with respect to the FRB Order
 
 
 
Assist in the development of policy and training  
 
 
 
Drive the develop the compliance framework to integrate with the bank’s operational-risk views and as Risk Stewards provide independent oversight
 
 
 
Work with the RC Global Delivery Leads to ensure the successful implementation of this programme
 
 
Requirements       
 
 
 Strong analytical and problem solving skills, as well as collaborating with globally dispersed teams.
 
 A very good understanding of the financial services industry, regulatory landscape and compliance, and experience or knowledge of working with the FRB and DoJ would be beneficial but not essential
 
 Good communication and influencing skills including strong written and oral communication skills demonstrated by a history of writing reports and making oral presentations to senior staff either within the HSBC Group or similar
 
 Sound Judgment 
 
 
To be considered for this role, the relevant rights to work in Hong Kong is required.
 

 
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Issued by The Hongkong and Shanghai Banking Corporation Limited.   
 

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