The health and safety of our employees and candidates is very important to us. Due to the current situation related to the Novel Coronavirus (2019-nCoV), we’re leveraging our digital capabilities to ensure we can continue to recruit top talent at HSBC. As your application progresses, you may be asked to use one of our digital tools to help you through your recruitment journey. If so, one of our Resourcing colleagues will explain how our video-interviewing technology will be used
The health and safety of our employees and candidates is very important to us. Due to the current situation related to the Novel Coronavirus (2019-nCoV), we’re leveraging our digital capabilities to ensure we can continue to recruit top talent at HSBC. As your application progresses, you may be asked to use one of our digital tools to help you through your recruitment journey. If so, one of our Resourcing colleagues will explain how our video-interviewing technology will be used throughout the recruitment process and will be on hand to answer any questions you might have.
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Compliance is a global function that brings together all aspects of regulatory and financial crime risk management. Acting as risk stewards, and incorporating a range of specialist teams, we work together with the business and leverage advanced technology to help HSBC navigate a complex regulatory landscape and embed a sustainable approach to compliance risk management that supports safe growth and serves customers fairly. Compliance aspires to continuously raise the bar and set leading standards across the industry to help HSBC safeguard its customers and the communities within which it operates.
We are currently seeking a high calibre professional to join our team as a Senior Markets Manager Sales & Structuring Compliance Advisory - Compliance.
The job holder will be part of Global and Regional team that provides direction and support to the Markets Regulatory Compliance teams specific activities globally across Global Businesses, Global Functions, and jurisdictions within the second line of defence, in order to obtain reasonable assurance that the business is operating in line with relevant laws, regulations, codes and HSBC Group Standards within Regulatory Compliance
The role will undertake key regulatory programme activities as part of the Regulatory Compliance function and be responsible for leading the effort in regionally, while supporting and working with the Global program in London
Communicate a clear vision for the FRB or DPA Programme execution that is aligned to the overall Operational Risk Management Framework and Risk Assessment, Policies and Procedures
Actively participate in team meetings, bringing solutions, suggestions, recommendations to the table
Work closely with the Markets Conduct Programme, the Asset Class SMEs within Markets RC and regional and country stakeholders to deploy the risk assessment and follow on implementation activities for the regional hub
Handle all aspects of Regulatory Compliance, perform impact analysis of regulatory initiatives, actions, driving coordination, execution and assurance of the FRB Order Risk Assessment work streams and, ensuring alignment with Global Standards set by the central team
Demonstrate expertise in Conduct Risk rules and industry best practice, apply that expertise within the HSBC context in order to execute and effect risk assessment
Lead thought to provide policy advice related to Global Markets products, services and clients, and ensure that the Regulatory Compliance function is resourced adequately to address the risks associated with Global Markets business
Assist with rule Interpretation, mapping & traceability with respect to the FRB Order
Assist in the development of policy and training
Drive the develop the compliance framework to integrate with the bank’s operational-risk views and as Risk Stewards provide independent oversight
Work with the RC Global Delivery Leads to ensure the successful implementation of this programme
To be considered for this role, the relevant rights to work in Hong Kong is required.
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Issued by The Hongkong and Shanghai Banking Corporation Limited.