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Compliance Senior Associate

icon building Company : Michael Page
icon briefcase Job Type : Full Time

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Job Description - Compliance Senior Associate

  • Exposure to US, UK, and DIFC regulatory frameworks within a global platform
  • Join a large-scale asset manager with strong international presence


About Our Client

This opportunity sits within a leading global asset management platform with a strong presence in the region and internationally. The organisation manages multi-billion-dollar assets and operates across multiple jurisdictions, offering a sophisticated and well-established compliance environment.

Job Description
  • Support compliance coverage for US-focused funds, ensuring adherence to applicable regulatory requirements
  • Monitor and interpret regulatory developments across the US, UK, and DIFC, assessing impact on the business
  • Assist in maintaining and enhancing compliance frameworks, policies, and procedures
  • Conduct ongoing compliance monitoring, testing, and surveillance activities
  • Support regulatory filings and reporting requirements across relevant jurisdictions
  • Provide guidance to internal stakeholders on compliance matters and regulatory obligations
  • Assist with compliance reviews, internal audits, and remediation activities
  • Support onboarding processes, including KYC/AML and investor due diligence where required
  • Contribute to training and awareness initiatives across the business
  • Liaise with regulators, auditors, and external advisors as needed
  • Support ad hoc compliance projects and strategic initiatives


The Successful Applicant
  • 5-10 years' experience within compliance in an asset management or financial services environment
  • Mandatory experience with US SEC regulations and compliance frameworks
  • Exposure to UK regulatory environment and/or DIFC (DFSA) regulations is strongly preferred
  • Strong understanding of global asset management structures and fund operations
  • Experience supporting cross-border regulatory requirements and multi-jurisdictional frameworks
  • Strong analytical skills with attention to detail
  • Excellent communication skills and ability to engage with senior stakeholders
  • Degree in Law, Finance, or a related field
  • Professional certifications (e.g. CFA, CAMS, ICA) are advantageous


What's on Offer
  • Competitive compensation aligned with global asset management benchmarks
  • Opportunity to work within a multi-billion-dollar, internationally recognised platform
  • Exposure to complex, cross-border regulatory frameworks
  • Strong career progression within a high-calibre compliance function


Contact
Asma Siddiqui

Quote job ref
JN-042026-7002418

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