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CASS Director - UK Compliance Team

icon building Company : Bny Mellon
icon briefcase Job Type : Full Time

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Job Description - CASS Director - UK Compliance Team

This job is brought to you by Jobs/Redefined, the UK's leading over-50s age inclusive jobs board.


At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities and people everywhere.


We're seeking a future team member for the role of CASS Directory to join our UK Compliance Team. This role is located in Manchester and does not include any international travel - hybrid.


In this role, you'll be part of a dynamic Compliance Team, working collaboratively with the Business to deeply understand and advise upon our Regulatory Risk. You will do this by:



  • Representing Compliance at CASS Forums to provide oversight and challenge.

  • Liaising with and overseeing the business and Senior Management in respect to existing and emerging issues, risks and breaches.

  • Representing Compliance on Regulatory Change Projects that are impacted by CASS.

  • Liaising with Line of Business Compliance in relation to new business and new products for any CASS considerations.

  • Performing Regulatory Risk Assessments in relation to CASS and helping develop the annual Compliance Plan in relation to CASS.

  • Representing BNY at relevant industry events/forums.

  • Representing Compliance on Client engagements.

  • Providing timely and accurate Management Information where relevant to internal stakeholders.


To be successful in this role, we're seeking the following:



  • Degree educated or a strong academic/professional work record with particular preference for accounting, legal, Risk/Compliance background.

  • A compliance qualification would be a distinct advantage.

  • Proven experience in the UK Financial Sector, with a strong background in Client Asset compliance or assurance.

  • Focused attitude to work with the ability to constantly meet deadlines while ensuring attention to detail and a high level of accuracy.

  • Must be able to understand and apply outcome-focused regulation and have a sound risk awareness whilst maintaining an awareness of commercial pressures on the firm.


BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.


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