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Compliance Jobs in Kowloon
Compliance, COO Office Global Trading Platform
Ashford Benjamin Ltd
Full Time
Hong Kong
We have been engaged by a leading global trading firm that is seeking an APAC Compliance COO to join their team in Hong Kong. Your key duties include overseeing Compliance-related KP ...
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Number of Applicants
:000+
Posted 23 days ago
Compliance VP - Top Tier Securities firm
Robert Walters Hong Kong
Full Time
Hong Kong
This role is central to ensuring robust compliance standards, guiding strategic initiatives, and embedding a strong culture of regulatory awareness. You will join a collaborative and supportive env ...
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Number of Applicants
:000+
Posted 23 days ago
Compliance Manager (Crypto Exchange/ Licensing)
Hyphen Connect
Full Time
Hong Kong
We are hiring for one of our crypto exchange clients.Β ResponsibilitiesResponsible for license applications, implementati ...
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Number of Applicants
:000+
Posted 23 days ago
APAC Risk and Compliance Manager - FMCG - Hong Kong
Citrus Global
Full Time
Hong Kong
Company Description ...
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Number of Applicants
:000+
Posted 22 days ago
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Compliance Director - Global Asset Management Firm
Larson Maddox
Full Time
Hong Kong
Compliance Manager / Director - Global Asset Management Firm We are working with a leading global asset management platform to appoint a Compliance Senior Manager / ...
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Number of Applicants
:000+
Posted 23 days ago
Head of Compliance (Licensing/ FX brokerage)
Hyphen Connect
Full Time
Hong Kong
My client is a financial services company and looking for a Head of Compliance / Compliance Officer roles.Job Description ...
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Number of Applicants
:000+
Posted 23 days ago
Head of Legal & Compliance (Global Crypto Exchange)
Hyphen Connect
Full Time
Hong Kong
Summary We are seeking a Head of Legal & Compliance with 10+ years of Pos ...
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Number of Applicants
:000+
Posted 23 days ago
Compliance - Trade and Market Surveillance Advisory Delta 1
Harbridge Partners
Full Time
Hong Kong
Job Title: Compliance - Trade and Market Surveillance Advisory β Delta 1 Location: Central, Hong Kong Top Investment banking Grou ...
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Number of Applicants
:000+
Posted 23 days ago
Compliance Officer
Safe Investment
Full Time
Hong Kong
A well-established international asset management firm which is one of the major institutional investors in the global financial markets and one of the biggest funds by AUM in Hong Kong. We invest ...
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Number of Applicants
:000+
Posted 25 days ago
FSO - Risk Consulting - FSRM (Financial Crime Compliance) - Senior or above - HK
F P Inc.
Full Time
Hong Kong
J ...
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Number of Applicants
:000+
Posted 24 days ago
VP, Equities Compliance
Charterhouse Partnership Hong Kong
Full Time
Hong Kong
Responsibilities: Partner on a daily basis with equity derivatives and prime brokerage desks, covering swap trading, hedging strategies, stock financing, capital mobil ...
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Number of Applicants
:000+
Posted 25 days ago
Equities Compliance, Executive Director
Charterhouse Partnership Hong Kong
Full Time
Hong Kong
Responsibilites: Strategic Regulatory Leadership: Provide authoritative advisory and sign-off on all China-facing business lines ...
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Number of Applicants
:000+
Posted 25 days ago
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Trading/ Investment Compliance Hedge Fund
Ashford Benjamin Ltd
Full Time
Hong Kong
We have been mandated with multiple compliance advisory positions covering APAC trading and investment activities at Hedge Funds based in Hong Kong. In the role of a Compliance Advis ...
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Number of Applicants
:000+
Posted 25 days ago
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VP/D IBD control room compliance
Unicorn Advisor (hk) Limited
Full Time
Hong Kong
My client is looking for IBD control room compliance up to VP/D Job Responsibilities: Β· Handle daily Control Room tasks, including maintenance of watch list and restr ...
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Number of Applicants
:000+
Posted 25 days ago
Head of Legal & Compliance, Hedge Fund
The Profile Group (HK) Ltd (a Wilson Company)
Full Time
Hong Kong
A recently launched hedge fund is seeking their first Head of Legal & Compliance. This will be a hands-on role overseeing all aspects of legal and compliance from dealing with regulators to providing ...
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Number of Applicants
:000+
Posted 29 days ago
VP/Director, Regional Compliance, Global Private Bank
The Profile Group (HK) Ltd (a Wilson Company)
Full Time
Hong Kong
Global Private Bank is hiring a newly created regional compliance role to help support the regional second line of defence by taking a lead in regional projects. You will build strong relationships wi ...
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Number of Applicants
:000+
Posted 29 days ago
Compliance Manager, Asset Management
One Paramount Recruitment Limited
Full Time
Hong Kong
Responsibilities οΌ Ensure investment compliance primarily with the use of the trading system Code investment r ...
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Number of Applicants
:000+
Posted 30 days ago
Head of Legal & Compliance (Hong Kong)
Asia Talent Advisory
Full Time
Hong Kong
Job Purpose The Head of Legal & Compliance will safeguard the companyβs operations across its comprehensive regulated ecosystem, spanning SFC (Types 1, 4, 9), TCSP, MSO, ...
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Number of Applicants
:000+
Posted 30 days ago
VP, IBD Compliance (IPO focus)
Larson Maddox
Full Time
Hong Kong
About Us: Join a leading Chinese investment bank, renowned for its commitment to excellence and innovation in the financial services industry. We are seeking a highly skilled IBD C ...
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Number of Applicants
:000+
Posted 31 days ago
Compliance Manager - Global Quantitative Trading Firm
Larson Maddox
Full Time
Hong Kong
We are seeking a Compliance professional to join the APAC Compliance team of a global quantitative trading firm. This role will play a central part in overseeing and enhancing the re ...
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Number of Applicants
:000+
Posted 31 days ago
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