Job Description - Quality Assurance Analyst - Top US Investment/Private Bank
International and dynamic working environment
Competitive remuneration and benefit packages
About Our Client
Our client is the one of the largest American Investment/ Private banks, headquartered in New York City. They are now looking for a Quality Assurance Analyst/ Associate to join their Account Management project team under Private Wealth Management to handle quality assurance testing of the quality of business processes in onboarding, periodic review and trigger event review etc., to handle compliance testing, validate and summarize QA results and support thematic reviews. The private wealth management division provides highly personalized, best in class investment advice, execution services, wealth management and banking solutions to Ultra High Net Worth individuals and families across the region.
Job Description
Responsible for quality assurance testing/ compliance testing to assess the quality of the business processes in onboarding, periodic review and trigger event review etc., ensuring these processes comply with internal policies and procedures.
Validate and summarize quality assurance results in clear and concise language and prepare quality assurance reporting materials and management information.
Support ad-hoc thematic reviews.
Work closely with different business stakeholders e.g. operations, Risk and Technology functions etc. to implement remedial action plan to address quality assurance observations.
Support the quality assurance lead with ad hoc duties
The Successful Applicant
Bachelor's Degree in Economics, Finance or business management related discipline
2-4 years of working experience in quality assurance testing/ compliance testing/ compliance monitoring / audit / consulting within big 4 or private banking industry
Knowledge in SOW corroboration, Customer Identification Program (CIP) requirements, KYC documentation or private wealth management regulatory requirements is an advantage
Strong analytical skills and highly attentive to details
Excellent verbal and written communication skills.
Highly fluent in English and Chinese
What's on Offer
International and dynamic working environment
Competitive remuneration and benefit packages
Stimulating and challenging work with huge exposure
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