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Compliance & Operations Associate - Top Chinese PE firm

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Job Description - Compliance & Operations Associate - Top Chinese PE firm

  • Young and Energetic Environment
  • Work-Life Balance
About Our Client

Our client is a leading Asia-focused private investment platform with over two decades of history, a strong institutional shareholder base, and strategies spanning private equity, structured solutions, and alternative investments. The firm is known for its disciplined investment governance, robust compliance culture, and long-term partnership approach with portfolio companies. With a growing presence across key Asian financial hubs, the firm is scaling its middle-office and governance functions to support continued fund expansion.

Job Description
  • Assist in maintaining internal compliance policies, regulatory registers, and periodic filings across SFC and cross-border regulatory regimes
  • Support AML/KYC reviews for investors, counterparties, and transactions
  • Conduct ongoing compliance monitoring, including personal account dealing checks, training logs, marketing material review, and record-keeping
  • Coordinate with external counsel and regulators on routine enquiries
  • Support fund licensing, compliance reporting, and internal audit reviews
  • Maintain internal systems, documentation, and operational trackers
  • Provide cross-functional support across finance, investment teams, and portfolio monitoring
The Successful Applicant
  • 4+ years of experience in private equity, asset management, investment banking, or related financial institutions
  • Solid understanding of fund operations, regulatory requirements, or compliance frameworks
  • Experience with SFC-related compliance preferred (Type 1/4/9 environment advantageous)
  • Strong communication, coordination, and documentation skills
  • Detail-oriented, organised, and comfortable working in a lean, high-accountability team
  • Fluency in Mandarin, English and Cantonese
What's on Offer
  • Exposure to both firm-level and fund-level compliance & operational infrastructure
  • Opportunity to grow into a broader governance or operations lead role
  • Collaborative culture, stable environment, and long-term career path
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