Trading/ Investment Compliance Hedge Fund

We have been mandated with multiple compliance advisory positions covering APAC trading and investment activities at Hedge Funds based in Hong Kong.

In the role of a Compliance Advisor, you will be responsible for providing comprehensive compliance coverage to trading activities (Equities/ Fixed Income) across the APAC region. Your key responsibilities will include overseeing the APAC compliance program, offering guidance on regulatory updates, managing pre and post trade control, compliance incidents and breaches, reviewing new business and product initiatives, and implementing pertinent compliance policies and procedures.

To be considered for this role, candidates must have a minimum of 6 years of experience in markets compliance or investment compliance covering APAC business. Experience in electronic trading would be a plus. Candidates with more experience could potentially be considered for a people management role.

Please send your CV to Vivian Chen at [email protected], or call +852 2315 9503 for a confidential discussion.