DPO Executive

Back Office Operations – Stock Broking

Role Overview

We are looking for a Back Office Operations professional with 2–5 years of experience in a SEBI-registered broking entity. The role will be responsible for DP operations, trade processing, settlements, reconciliations, reporting and ensuring adherence to SEBI requirements.

Key Responsibilities

• Manage Depository Participant (DP) operations including NSDL, KYC, KRA and CKYC.


• Handle client UCC creation across NSE, BSE and other relevant exchanges.


• Manage funds and securities settlement, including pay-in, pay-out and margin processes.


• Handle trade processing and stock/funds reconciliation.


• Prepare and manage daily, weekly and monthly reports and uploads related to funds and client holdings.


• Ensure operational processes are aligned with SEBI regulations and broking requirements.


• Implement and maintain internal controls and process improvements to ensure smooth operations.


• Coordinate with the Compliance Manager for audits, regulatory queries and required information.


• Coordinate with back-office software vendors for system-related issues and resolutions.


• Interact with clients to resolve operational queries and provide relevant reports/information.


• Coordinate with internal departments to ensure smooth and timely completion of operational activities.

Required Skills & Experience

• Graduate with 2–5 years of relevant experience.


• Mandatory: Experience in a SEBI-registered broking entity.


• NISM Series VI certification.


• Hands-on knowledge of DP, KYC, KRA, CKYC and UCC processes.


• Knowledge of NSE/BSE trade settlement, pay-in/pay-out and margins.


• Experience in reconciliation, trade processing and back-office operations.


• Working knowledge of SEBI regulations applicable to broking operations.


• Good working knowledge of MS Excel and Word.


• Experience working with broking/back-office software.

Key Attributes

• High level of integrity and ownership.


• Strong attention to detail.


• Process-oriented and organized.


• Good coordination and communication skills.


• Strong focus on accuracy and compliance.