Financial Services Compliance Lead (12 months)

Thusa Batho Labour Solutions invites suitably qualified and experienced professionals to apply for the position of Financial Services Compliance Lead.

Key Responsibilities

• Provide leadership and oversight of compliance and governance functions.
  
• Ensure adherence to applicable financial services legislation, regulatory requirements, and industry standards.
  
• Monitor and maintain compliance frameworks, policies, and procedures.
  
• Identify, assess, and manage regulatory and compliance risks.
  
• Support business operations through effective governance and risk management practices.
  
• Liaise with internal and external stakeholders on compliance -related matters.
  
• Promote a culture of ethical conduct, accountability, and regulatory compliance.
  
• Provide guidance and support on regulatory obligations and best practices.
  

Requirements

Qualifications

• Relevant tertiary qualification in Law, Business Management, Accounting, Finance, Risk Management, or a related field.
  

Professional & Regulatory Requirements

• Must meet the Fit and Proper requirements applicable to the role.
  
• RE1, RE3, and RE5 certifications are required.
  
• Relevant FSCA regulatory examination certification required.
  

Experience

• Minimum of six (6) years' relevant experience within the financial services sector.
  
• Proven experience in compliance, governance, risk management, or regulatory oversight.
  
• Demonstrated experience in a senior compliance or regulatory leadership role.
  
• Strong understanding of the South African financial services regulatory environment.
  

Required Documentation

• Detailed Curriculum Vitae.
  
• Certified copies of qualifications.
  
• Proof of RE1, RE3, and RE5 certifications.
  
• Regulatory examination certificates.
  
• At least two signed reference letters confirming relevant experience.
  

Benefits