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Financial Services Compliance Lead (12 months)

salary Salary :

R3 monthly

icon briefcase Job Type : Full Time

Number of Applicants

 : 

000+

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Job Description - Financial Services Compliance Lead (12 months)

Thusa Batho Labour Solutions invites suitably qualified and experienced professionals to apply for the position of Financial Services Compliance Lead.

Key Responsibilities

  • Provide leadership and oversight of compliance and governance functions.
  • Ensure adherence to applicable financial services legislation, regulatory requirements, and industry standards.
  • Monitor and maintain compliance frameworks, policies, and procedures.
  • Identify, assess, and manage regulatory and compliance risks.
  • Support business operations through effective governance and risk management practices.
  • Liaise with internal and external stakeholders on compliance -related matters.
  • Promote a culture of ethical conduct, accountability, and regulatory compliance.
  • Provide guidance and support on regulatory obligations and best practices.


Requirements

Qualifications

  • Relevant tertiary qualification in Law, Business Management, Accounting, Finance, Risk Management, or a related field.

Professional & Regulatory Requirements

  • Must meet the Fit and Proper requirements applicable to the role.
  • RE1, RE3, and RE5 certifications are required.
  • Relevant FSCA regulatory examination certification required.

Experience

  • Minimum of six (6) years' relevant experience within the financial services sector.
  • Proven experience in compliance, governance, risk management, or regulatory oversight.
  • Demonstrated experience in a senior compliance or regulatory leadership role.
  • Strong understanding of the South African financial services regulatory environment.

Required Documentation

  • Detailed Curriculum Vitae.
  • Certified copies of qualifications.
  • Proof of RE1, RE3, and RE5 certifications.
  • Regulatory examination certificates.
  • At least two signed reference letters confirming relevant experience.
Supporting documents must be certified and not older than three (3) months from the closing date of this advertisement.


Benefits

  • Market -related compensation package.
  • Opportunity to contribute to a high -profile financial services mandate.
  • Professional networking and stakeholder engagement opportunities.
  • Exposure to complex regulatory and governance environments.
  • Potential for long -term professional engagement based on performance and business requirements.

  • Closing Date: 01 July 2026 at 16:30

    Original job Financial Services Compliance Lead (12 months) posted on GrabJobs ©. To flag any issues with this job please use the Report Job button on GrabJobs.
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