Regulatory Compliance Assistant Manager

Company : Capitex

Job Type : Contract

Sharjah

Number of Applicants

000+

Apply Now

Let AI Supercharge Your Job Hunt!

JobCopilot scans 500,000+ company career sites daily to find jobs for you

Never miss an opportunity Save hours by auto-filling applications forms Land more interviews with tailored applications

Activate JobCopilot

Job Description - Regulatory Compliance Assistant Manager

Role Purpose

The Assistant Manager - Regulatory Compliance supports the Head of Regulatory Compliance in ensuring the Bank's full adherence to all regulatory requirements outside of Financial Crime Compliance (i.e. excluding AML, KYC, CTF, and Sanctions).

The role is responsible for delivering regulatory assurance across the Bank through structured assessments, regulatory monitoring, stakeholder engagement, and governance reporting. This includes managing CBUAE-related assessments via the Regulatory Management System (RMS), identifying regulatory gaps, tracking breaches, and supporting regulatory communications and inspections.

Requirements
Key Responsibilities
Regulatory Assurance & Assessments

Conduct recurring regulatory compliance assessments via the RMS in line with defined assessment schedules.
Review assessment responses and supporting evidence to identify gaps, non-compliance, and control weaknesses.
Track, escalate, and follow up on open regulatory findings with relevant stakeholders.
Maintain and continuously update regulatory breach registers and remediation trackers.
Support assurance activities across non-regulatory functions when required.

Regulatory Engagement & CBUAE Liaison

Support regulatory examinations, inspections, and ad-hoc requests from the CBUAE and other authorities.
Assist with regulatory correspondence, submissions, approvals, and returns to the CBUAE.
Ensure all regulatory reporting obligations are completed accurately and within deadlines.
Review regulatory notices prior to internal circulation to ensure clarity, accuracy, ownership allocation, and regulatory intent.

Regulatory Advisory & Governance

Provide timely regulatory guidance and advisory support to internal stakeholders.
Analyse new and updated regulations, assess impact, and coordinate implementation actions.
Maintain and update the internal regulatory library (article-by-article mapping of key CBUAE regulations).
Prepare regulatory updates, dashboards, and management information for senior management and governance committees.
Support preparation of submissions to Compliance Committee, Board Risk Committee, and other forums.

FATCA / CRS Support

Assist with FATCA and CRS compliance obligations, including monitoring, reporting, and governance.
Support annual FATCA/CRS reporting, including customer data preparation and validation.

Policies, Training & Controls

Review policies, procedures, and product programs to ensure regulatory requirements are adequately addressed.
Identify regulatory risks and recommend appropriate mitigating controls.
Contribute to regulatory training materials and awareness initiatives as part of the annual training plan or trigger-based events.

Team & Operational Support

Coordinate internally to ensure timely delivery of weekly dashboards, priorities, and regulatory MIS.
Act as a strong team player, supporting Regulatory Officers and ensuring quality and consistency of outputs.
Perform other duties as assigned by the Head of Regulatory Compliance or Head of Compliance.

Governance & Independence

Reports to the Head of Regulatory Compliance, who reports to the Head of Compliance with unrestricted Board access.
Expected to operate independently within defined mandates and internal procedures.

Key Relationships

Internal:

Head of Regulatory Compliance
Compliance team and wider business stakeholders

External:

CBUAE and other relevant regulators
Government and supervisory authorities (as required)

Experience

Minimum 8 years' experience within banking or financial services.
At least 5 years in Regulatory Compliance or a closely related function (mandatory).
Prior experience in Audit or Legal (minimum 2 years) is highly advantageous.

Skills & Competencies

Strong working knowledge of CBUAE regulations and regulatory frameworks.
Excellent written and verbal communication skills.
Strong analytical, problem-solving, and decision-making capability.
High attention to detail with strong organisational skills.
Ability to work independently while collaborating effectively with teams.
Professional judgement, integrity, and adherence to ethical standards.

Original job Regulatory Compliance Assistant Manager posted on GrabJobs ©. To flag any issues with this job please use the Report Job button on GrabJobs.

Apply Now

Auto-Apply to Similar Jobs

Share Job

Get your Resume Reviewed for Free

Automate Job Applications for Similar Jobs

Auto-Apply to Regulatory Compliance Assistant Manager Jobs with your AI JobCopilot

Auto-Apply with AI

Similar Regulatory Compliance Assistant Manager Jobs in the UAE

Get your Resume Reviewed for Free

Email address

Why are you reporting this job?

I think it’s a discriminatory or offensive

I think it’s fraudulent or a scam

I think it’s trying to sell something unrelated to the job / it’s asking for money

I think it contains incorrect or broken information

Other

All Job Ads are subject to GrabJobs’s Terms of Service. We allow users to flag postings that may be in violation of those terms. Job Ads may also be flagged by GrabJobs moderation team. However, no moderation system is perfect, and flagging a posting does not ensure that it will be removed.

Setup your job alert:

Frequency

By activating job alerts, I agree to GrabJobs Terms & Privacy Policy. I can unsubscribe to job alerts anytime. Skip

Regulatory Compliance Assistant Manager

Job Description - Regulatory Compliance Assistant Manager

Similar Regulatory Compliance Assistant Manager Jobs in the UAE

Mobile Apps