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Compliance Full Time Jobs in Brooklyn

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Equities Client Risk & Control Oversight - Executive Director

Morgan Stanley

briefcase icon Full Time

geo-alt icon New York, New York

Job Description Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment ...

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Posted 489 days ago

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Annuities and Insurance Central Review Unit Vice President

Morgan Stanley

briefcase icon Full Time

geo-alt icon New York, New York

Morgan Stanley is currently seeking candidates for a Vice President position to join the Annuities and Insurance Central Review Unit (AICRU).  In this capacity, the VP may function in ...

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Posted 489 days ago

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Treasury Operations Specialist

Millennium

briefcase icon Full Time

geo-alt icon New York, New York

Treasury Operations SpecialistOversee and manage margin requirements across Prime Brokerage (PB) and Futures. This role is essential for ensuring operational efficiency and mitigating ...

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Posted 489 days ago

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IED Document Negotiator - VP

Morgan Stanley

briefcase icon Full Time

geo-alt icon New York, New York

Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees s ...

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Posted 489 days ago

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Recovery and Resolution Planning - C15 Director

Citi

briefcase icon Full Time

geo-alt icon New York, New York

Job DescriptionRecovery and Resolution Planning (RRP) is responsible for the design, development and maintenance of the firm’s recovery and resolution plans and related capabilities ...

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Posted 489 days ago

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Personal Banker - Brooklyn West Area

Citi

briefcase icon Full Time

geo-alt icon Brooklyn, New York

The Personal Banker SAFE Act is an entry level position responsible for the assistance in the execution of sales, products or service activities in coordination with the customer service team. The ...

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Posted 489 days ago

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Citi Wealth - Wealth Relationship Manager SAFE Act - 3rd / 64th Street Branch

Citi

briefcase icon Full Time

geo-alt icon New York, New York

The Wealth Relationship Mgmt. (Branch) Sr. Analyst SAFE Act is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques and the ...

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Posted 489 days ago

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Investment Banking Associate - Debt Capital Markets

Citi

briefcase icon Full Time

geo-alt icon New York, New York

The Debt Capital Markets Associate is an intermediate level position responsible for assisting clients in raising funds in the credit markets—including syndicated loan market and debt capital mar ...

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Posted 489 days ago

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Leveraged Finance Underwriting Analyst - C11

Citi

briefcase icon Full Time

geo-alt icon New York, New York

The Global Leveraged Finance Underwriting Team (“LFU”) within Institutional Credit Management (“ICM”) is seeking Analysts to join the team. The Analysts will work with the team’s Underwri ...

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Posted 489 days ago

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VP Audit Manager - IA Wholesale Credit Risk Management (Hybrid)

Citi

briefcase icon Full Time

geo-alt icon New York, New York

The Audit Manager is an intermediate level role responsible for performing moderately complex audits and assessments of Citi’s risk and control environments in coordination with the Audit team. T ...

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Posted 489 days ago

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VP - Investment Banker - DCM - LATAM - NEW YORK

Citi

briefcase icon Full Time

geo-alt icon New York, New York

The Debt Capital Markets VP Banker is a senior level position responsible for assisting clients in raising funds in the credit markets—including syndicated loan market and debt capital markets— ...

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Posted 489 days ago

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Director, Leverage Finance Credit Risk (Hybrid)

Citi

briefcase icon Full Time

geo-alt icon New York, New York

Citigroup provides financings on a global basis to non-investment grade corporate clients for Leveraged Lending.  Citigroup’s Banking Capital Markets & Advisory (BCMA) group acts as lead arr ...

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Posted 489 days ago

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Index Rebalance Specialist

Citi

briefcase icon Full Time

geo-alt icon New York, New York

Job DescriptionWe are seeking a detail-oriented and highly analytical Index Rebalance Specialist to join our team at Citigroup. The ideal candidate will have a deep understanding of equity m ...

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Posted 489 days ago

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CCB Global Business Execution Partner VP, Sr Business Associate - C13- NEW YORK

Citi

briefcase icon Full Time

geo-alt icon New York, New York

Excited to grow your career?We value our talented employees, and whenever possible strive to help one of our associates grow professionally before recruiting new talent ...

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Posted 489 days ago

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Escrow Product Administrator

Citi

briefcase icon Full Time

geo-alt icon New York, New York

The Escrow Product Administrator is a strategic professional who will assist the CPB Escrow Team with the servicing of its rapidly growing account base. The Escrow Team in Preferred Custody Service ...

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Posted 489 days ago

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Senior Lead Counsel 2/Director - NAM Asset Based and Transitional Finance and Special Assets

Citi

briefcase icon Full Time

geo-alt icon New York, New York

The Senior Lead Counsel II (NAM Asset Based and Transitional Finance and Special Assets) is a senior level position responsible for serving as strategic business partner and subject matter expert b ...

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Posted 489 days ago

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Director - Investment Banker - Diversified Financials - NEW YORK

Citi

briefcase icon Full Time

geo-alt icon New York, New York

The Diversified Financials Banker is a senior level position responsible for assisting non-bank financial clients in raising funds in the capital markets, as well as in providing strategic advisory ...

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Posted 489 days ago

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SVP, Market Risk Stress Testing Analytics - C14 (Hybrid)

Citi

briefcase icon Full Time

geo-alt icon New York, New York

The Market Risk Senior Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and the business. Excellent communication ...

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Posted 489 days ago

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E-Trading Risk Management NAM/LATAM Equities Coverage - C15 (Hybrid)

Citi

briefcase icon Full Time

geo-alt icon New York, New York

NAM/LATAM Equities Asset Class LeadThe E-Trading Risk Management (ETRM) Team provides Second Line of Defence (2LOD) oversight of all E-Trading activities across the firm with most of ...

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Posted 489 days ago

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Investment Sales Principal - C15 - NEW YORK

Citi

briefcase icon Full Time

geo-alt icon New York, New York

The Institutional Investment Specialist is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and the business. The team is respo ...

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Posted 489 days ago

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