Asset Wealth Management - Securities Based Lending Analyst

Help deliver fast, high-quality credit solutions backed by marketable securities while building a strong foundation in wealth management credit and operations. You’ll gain end-to-end exposure to the secured credit lifecycle, partnering closely with lenders and other stakeholders. You’ll develop skills in credit due diligence, collateral analysis, documentation review, and ongoing portfolio management. This role offers meaningful learning, mobility, and the chance to improve how work gets done through smarter processes. Job description.docx

As an Asset Wealth Management – Securities Based Lending Analyst within the Securities Based Lending team in Wealth Management Operations, you support a high volume of lower-risk, fully secured credit transactions across loans, letters of credit, and derivatives. You help prepare client and collateral analyses ahead of underwriting and contribute to grading and pricing readiness. You also support ongoing portfolio management through annual reviews and renewal/modification recommendations. You work across multiple systems to analyze client data and complete preliminary credit reviews. Job description.docx

Job responsibilities 

• Partner with lenders with the Securities Based Lenders “SBL” through the lifecycle of credit requests and ongoing portfolio management


• Prepare client analyses prior to underwriting, including obtaining client credit information


• Produce collateral analyses to support underwriting preparation


• Support preparation inputs for loan grading and pricing


• Perform annual reviews of lines of credit and draft recommendations for renewal or modification


• Analyze client data across multiple systems and complete preliminary credit reviews


• Review loan documentation for accuracy and completeness


• Support preparation of loan documentation packages as needed


• Review documentation for alignment with applicable federal and local regulatory requirements

Required qualifications, capabilities, and skills 

• Strong analytical skills


• Working knowledge of financial markets and asset vehicles (e.g., mutual funds, equities, fixed income, municipals)


• Ability to interact effectively with internal stakeholders and external clients as required


• Ability to learn about financial derivatives, investments, and wealth advisory capabilities


• Ability to complete projects with limited supervision


• Excellent communication and interpersonal skills


• Bachelor’s degree in finance or a related field


• Proficiency in Spanish or Portuguese in addition to English

Preferred qualifications, capabilities, and skills 

• Developing experience using AI-powered analytics, workflow automation, or intelligent process tools to improve operational efficiency, reduce manual effort, or improve accuracy