Designated Principal

Connecting clients to markets – and talent to opportunity.

With 5,400+ employees and over 80,000 institutional, commercial, and payments clients, we operate from more than 80 offices spread across six continents. As a Fortune 100, Nasdaq-listed provider, we connect clients to the global markets – focusing on innovation, human connection, and providing world-class products and services to all types of investors.

Whether you want to forge a career connecting our retail clients to potential trading opportunities, or ingrain yourself in the world of institutional investing, StoneX Group is made up of four business segments that offer endless potential for progression and growth.

Empower individual investors – and yourself – in the world of retail through a range of different financial products rooted in innovation and market intelligence. From FX and CFDs to precious metals, master an exciting world of wealth management tools.

Position Purpose: The financial industry requires supervision of electronic communications. This includes email, texting social media and other forms of electronic communications.

Primary duties will include: 

• Email review and approval
• Social media monitoring
• Other forms of electronic communication review
• This list of duties and responsibilities is not intended to be all-inclusive and can be expanded to include other duties or responsibilities that management deems necessary.

Qualifications:

• 2 years of experience in broker dealer supervision
• Email surveillance experience
• Experience with Global Relay, Excel other supervisory tools
• Good communication skills

Education requirements:

• College degree or Industry Experience
• Series 7, 24 and 63

Working Environment:

• In-office