Financial Relationship Advisor

About this role:

Wells Fargo is seeking a Financial Relationship Advisor in Wealth and Investment Management as part of Wells Fargo Advisors.  Learn more about the career areas and business divisions at wellsfargojobs.com.

In this role, you will:

• Support clients and provide financial advice and counsel consistent with client goals and risk tolerance with a focus on prospective Wells Fargo clients within a bank branch location through partnership activities

• Identify and recommend opportunities for process improvement and risk control development

• Build and grow relationship with existing and referred clients through portfolio reviews and product and platform alignment

• Receive direction from a manager and exercise independent judgment while developing understanding of compliance and risk management requirements for the supported area

• Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals

• Interact with internal and external customers

Required Qualifications:

• 2+ years of Client Management experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

• US only: Successfully completed Financial Industry Regulatory Authority (FINRA) SIE, Series 7 and 66 (or 63 and 65) examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration.

Desired Qualifications:

• Knowledge and understanding of banking or financial services industry

• Financial services experience

• Experience developing and managing client relationships

• Sales or sales support experience

• Client service focus with experience listening, eliciting information efficiently, comprehending, and resolving complex customer issues

• Ability to make timely and independent judgment decisions while working in a fast-paced, results-driven environment

• Solid organizational, multi-tasking, and prioritizing skills Good verbal, written, and interpersonal communication skills

• Basic Microsoft Office (Word, Excel, and Outlook) skills Successfully completed

Job Expectations:

• US Only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position. Compliance with state law registration and licensing requirements is mandatory. In addition to state registration and licensing requirements, specific product licenses or SAFE licensing may apply. Additional requirements include meeting enhanced financial fitness and criminal background standards. Wells Fargo will initiate the FINRA licensing review process at the time of offer acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required.

• Specific compliance policies may apply regarding outside activities and/or personal investing; affected employees will be expected to provide information to the Wells Fargo Personal Account Dealing Team and abide by applicable policy requirements if hired. Information will be shared about expectations during the recruitment process

• This position is subject to FINRA background screening requirements. Candidates must successfully complete and pass a background check prior to hire. In accordance with FINRA rules, individuals who are subject to statutory disqualification are not eligible to be associated with a FINRA-registered broker-dealer. Successful candidates must also meet and comply with ongoing regulatory obligations, which include periodic screening and mandatory reporting of certain incidents.

• This position is not eligible for Visa sponsorship

Posting Location:

1525 W W T Harris Blvd Charlotte, NC 28262