Sr. Associate Financial Planner #ESF2209

What you will be doing:

• Assist Financial Planner in preparing for and conducting client meetings and regularly monitor clients’ financial situations with attention to detail and accuracy.


• Involvement in all aspects of pre-client meeting activities, including data gathering, preparation of meeting agendas, client paperwork, Investment Policy Statements, and asset allocation.


• Post-client meeting tasks, including performing financial situation analysis and coordinating planning implementation with outside professionals if necessary.


• Assist in trading and rebalancing of client investment accounts (including one-off trades, raising cash, bi-weekly rebalances, and tax loss harvesting).


• Deliver financial planning advice for high-net-worth clientele.


• Develop and manage ongoing client relationships independently.


• Portfolio maintenance and management in conjunction with the Lead Financial Planner.


• Support role on the Investment Committee.


• Adding accounts to models, trading, rebalancing, and tax loss harvesting using proprietary software.


• Conducting ongoing fund research under the guidance of the Chief Investment Officer for updates to models, fund swaps.


• Coordinating Portfolio reviews under the guidance of the Investment Committee.


• Building agendas and helping facilitate dialogue.

Experience you will need:

• Required FINRA registration, including Series 7 and 66 (or FINRA-recognized equivalents).


• B.A. or B.S. degree.


• CFP® or other industry designations/credentials.


• Self-starter, organized with strong attention to detail.


• Strong financial and analytical skills.


• Able to work independently and keep the Planner aware of progress and hurdles.