Compliance Lead - Crypto Firm

• Looking for compliance generalist bkgd from bank !
• Looking for global markets/capital markets compliance bkgd !

About Our Client

My client is a global leading digital asset crypto investment firm. They mainly do marketing making and OTC trading. The Hong Kong office has about 10 staff and they are continuously expanding their footprint in Asia. They have about 30 staff globally.

Job Description

• Report directly to the head of legal and compliance whilst working alongside another AML colleague
• This role will be responsible for general compliance matters including regulatory compliance, business compliance advisory, and compliance frameworks.
• This role will also assist in sales and trading compliance advisory for market making and OTC trading
• You may also need to assist in risk and audit related duties if necessary

The Successful Applicant

• bachelor degree
• 8-10 years of compliance experience from SFC licensed firm only
• preferable from global markets and/or capital markets bkgd
• open to candidates from large chinese based securities firms
• preferably in a well rounded compliance role
• must be articulate and fluent in English
• must be proactive, presentable
• must be able to work independently

What's on Offer

• broad exposure role
• great flexibility
• energetic and open minded work culture

Contact

Monica Wong

Quote job ref

JN-042024-6405474

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Job summary

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Consultant name

Monica Wong

Consultant phone

Job Reference

JN-042024-6405474