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Compliance Surveillance - Quantitative Trading firm

Job Description - Compliance Surveillance - Quantitative Trading firm

A leading quantitative trading firm is looking for a Compliance Surveillance Officer to join its growing team in Sydney.



Responsibilities

  • Investigate trade surveillance alerts and unusual trading activities.
  • Monitor for potential market abuse and trading conduct risks.
  • Review electronic communications alerts and follow through to resolution.
  • Analyse trading and market data to identify trends and exceptions.
  • Support the enhancement of surveillance systems and controls.
  • Assist with compliance monitoring and regulatory initiatives.
  • Work closely with Trading, Technology, Risk, and Compliance teams.


Requirements

  • 3+ years of experience in Trade Surveillance, Market Surveillance, Compliance Monitoring, or a related area.
  • Strong analytical and investigative skills.
  • Understanding of financial markets and trading activity.
  • Experience with SQL and/or Python is highly preferred.
  • Excellent communication and stakeholder management skills.
  • Degree qualified or equivalent.


Why Apply?

  • Join a leading global quantitative trading firm.
  • Exposure to sophisticated electronic and algorithmic trading strategies.
  • Strong technology and data-driven culture.
  • Relocation support available for candidates moving to Sydney.
  • Excellent career progression and competitive compensation.

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About the Company

Larson Maddox

A leading quantitative trading firm is looking for a Compliance Surveillance Officer to join its growing team in Sydney. Responsibilities Investigate trade surveillance alerts and unusual trading activities. Monitor for potential market abuse and trading conduct risks. Review electronic communicatio...

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