Senior Compliance Manager

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Number of Applicants

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Job Description - Senior Compliance Manager

Join our Global Business Aligned Compliance Team based in Sydney, responsible for providing regulatory expertise and advisory for capital markets and corporate finance.

At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global financial services group operating in 34 markets and with 55 years of unbroken profitability. You’ll be part of a friendly and supportive team where everyone - no matter what role - contributes ideas and drives outcomes.

What role will you play?

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In this role, you will be part of the Macquarie Capital aligned Compliance Team responsible for delivering superior compliance risk management outcomes for the business. You will lead the compliance review of new transactions and products, develop and maintain compliance plans as well as assist with the preparation of regulatory compliance reports.

In addition, you will execute and supervise relevant testing over the ANZ Private-Side Business, advise on licensing, conflicts of interest and market conduct issues, you will also require keeping up to date with regulatory changes applicable to the business and facilitate changes as required.

What you offer

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• Strong experience in Compliance or Risk Management supporting Investment Banking

• Excellent written and verbal communication skills

• Experience with ASX listing rules will be highly regarded.

We love hearing from anyone inspired to build a better future with us, if you're excited about the role or working at Macquarie we encourage you to apply.

About the Risk Management Group

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In our Risk Management Group, you will be part of an independent, and centralised function, responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie’s material risks. Our divisions include Compliance, Credit, Financial Crime Risk, Internal Audit, Market Risk, Operational Risk, Prudential Risk, and Risk Management Group Central.

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Macquarie employees can access a wide range of benefits which, depending on eligibility criteria, include:

  • Hybrid and flexible working arrangements
  • One wellbeing leave day per year and up to five additional days leave based on length of service
  • Up to 20 weeks paid parental leave as well as benefits to support you as you transition to life as a working parent
  • Paid volunteer leave and donation matching
  • Range of benefits to support your physical, psychological and financial wellbeing
  • Access to a wide range of learning and development opportunities

Our commitment to diversity, equity and inclusion

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We are committed to providing a working environment that embraces diversity, equity, and inclusion. We encourage people from all backgrounds to apply for a role regardless of their identity, including gender, race, ethnicity, cultural identity, nationality, age, sexual orientation, gender identity, intersex status, marital or family status, neurodiversity, religion or belief, disabilities, or socio-economic background.

If you require adjustments to your working arrangements or the recruitment process, please let us know when applying.

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