Suitability Review Analyst

About this Position

Responsibilities and Qualifications

Responsibilities:

• Review all mutual fund trades for suitability and completeness
• Ensure trades meet the PFSL guidelines and are compliant with both mutual fund compliance and securities regulations
• Responsible for forwarding all the deficient trades to appropriate staff for resolution
• Responsible for forwarding trades to data entry staff on a timely basis
• Compile Operations Statistics report
• Other miscellaneous duties as assigned

Qualifications:

• Post secondary education or equivalent knowledge gained through working experience
• Minimum 2 years experience in the mutual fund industry is an asset
• Must have IFIC and the Branch Manager exam
• Excellent communication and organizational skills
• Thoroughness and accuracy are vital
• Highly organized, detail oriented and conscience in a time sensitive environment
• Proficiency with Microsoft Office programs, mainly Excel
• Bilingualism would be considered an asset

It has been and will continue to be the policy of Primerica, Inc., and its subsidiaries to be an Equal Opportunity Employer. We provide equal opportunity to all qualified individuals regardless of race, sex, color, religious creed, religion, national origin, citizenship status, age, disability, pregnancy, ancestry, military service or veteran status, genetic or carrier status, marital status, sexual orientation, or any classification protected by applicable federal, state or local laws.

At Primerica, we believe that diversity and inclusion are critical to our future and our mission – creating a foundation for a creative workplace that leads to innovation, growth, and profitability. Through a variety of programs and initiatives, we invest in each employee, seeking to ensure that our people are not only respected as individuals, but also truly valued for their unique perspectives.