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Senior Compliance Officer

Arbeitsbeschreibung - Senior Compliance Officer

Our mission is to enable everyone to build wealth

We reinvent how trading and investing work by creating exceptional products people love.

Fostering a culture of excellence and high velocity is the key to our success.

Over the past few years, our client base has grown to over 5 million, and client assets have grown to over €30 billion.

We're now expanding into Germany and strengthening our Compliance Team to uphold the company's commitment to integrity and regulatory adherence.

What you'll do

  • Ensure operational excellence in all relevant compliance areas while aligning with BaFin’s regulatory guidelines.

  • Provide expert compliance advice on current and future products, services, and overarching compliance topics such as product governance, vulnerable customers, conflict of interest, outsourcing, and conduct risk.

  • Support and drive compliance projects, collaborating with cross-functional teams to deliver results within agreed timelines.

  • Oversee the financial promotions review process, ensuring all materials meet regulatory standards.

  • Maintain and update compliance policies and procedures, ensuring effective implementation across the organization.

  • Build and manage relationships with internal stakeholders, offering tailored compliance guidance to support business objectives.

  • Collaborate with the Legal team to manage regulatory interactions, including the relationship with BaFin.

What you need to have

  • Proven experience in compliance, with a track record of driving operational excellence within a MiFID-regulated firm.

  • Educated to degree level in Law, Finance, Business, or a related field.

  • Professional proficiency in English, with German language skills considered a strong advantage.

  • At least five years of experience in a compliance-focused role, with exposure to senior responsibilities.

  • Strong understanding of regulatory compliance frameworks and guidelines, particularly those relevant to BaFin.

  • Exceptional organizational skills, with the ability to take ownership and deliver under pressure.

  • Experience working in international environments, coordinating across different time zones using digital tools.

What we offer

  • Challenges that will help you grow and realise your potential really fast

  • Opportunity to make a big impact - you will build innovative services used by millions of investors to build wealth

  • Work with smart, spirited, helpful, high-performing colleagues with a common goal

  • An environment where nothing is set in stone

  • Appreciation for your talent and ideas

  • Generous remuneration package

Bring your ambition to Europe’s fastest-growing mobile broker!

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Über das Unternehmen

Trading 212

Invest in Stocks & ETFs commission-free with fractional shares, extended market hours, cash interest, and a free demo account. Build wealth every day.

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