Control Room Analyst, Compliance

Our client, a prestigious investment firm, is looking to hire a Control Room Analyst in Hong Kong.

Key Responsibilities:

• Manage wall-crossing events, including material non-public information (MNPI) and strategic transactions, ensuring accurate records of wall-crossed individuals and related information flow.
• Monitor global short sale restrictions to uphold firm-wide regulatory compliance.
• Develop surveillance triggers to detect potential MNPI breaches or restricted trading.
• Analyze large datasets from internal and external sources using tools like SQL and Python.
• Collaborate with front office, legal, and deal teams on transaction protocols and regulatory inquiries.

Requirements:

• Bachelor’s degree holder with 3+ years of experience in Control Room roles
• Advanced Excel skills are required for handling large datasets. SQL skills would be a plus.
• Fluency in English is a must. Mandarin language skills are desirable but not required.