Settlement Operations (12 months contracts)

This role places strong emphasis on accuracy, efficiency, and regulatory compliance within a collaborative operations environment. You will join a supportive team where your interpersonal strengths and responsible approach contribute directly to operational excellence and client satisfaction.

Key responsibilities:

In this role, you will manage end-to-end settlement operations across multiple financial instruments while ensuring accuracy, timeliness, and compliance with internal and regulatory standards.

• Execute daily settlement operations (scripless and physical) across equities, fixed income, and other financial instruments with accuracy and efficiency
• Process securities transactions including settlements, corporate actions (voluntary and involuntary), account openings, billing, and monthly fee collections
• Manage custody operations including holding statement dispatch, account maintenance, static data updates, and related record-keeping activities
• Provide second-line client support by handling inquiries promptly and ensuring a high standard of service delivery
• Ensure compliance with HKMA, MAS, SFC regulations and internal audit/risk policies, while reporting suspicious or exceptional incidents appropriately
• Support system enhancements and business initiatives, including UAT testing, business continuity planning, process reviews, and ad hoc assignments

Candidate profile:

You are a detail-oriented and dependable professional with a strong foundation in securities operations and a commitment to accuracy and teamwork.

• 1-2 years of experience in securities operations or a strong academic background for high-potential fresh graduates
• Experience in settlement processing for equities, fixed income, or related financial instruments
• Strong interpersonal and communication skills with the ability to work collaboratively across teams
• Good understanding of regulatory and compliance requirements within financial services operations
• Adaptable and proactive, with willingness to participate in UAT testing, projects, and ad hoc operational tasks

About the company:

This leading financial institution in Hong Kong is recognised for its strong commitment to operational excellence, client service, and regulatory integrity. It fosters an inclusive and collaborative working environment where employees are encouraged to grow and contribute meaningfully.

Keywords: settlement, custody, securities, reconciliation, compliance, clearing, UAT, regulatory, operations

What's next:

If you are enthusiastic about contributing your skills within a supportive team environment focused on settlement operations excellence, apply now!