Compliance Manager- US fund

• Opportunity to support the development of a compliance strategy for a firm's growth across APAC
• Work closely with senior management, regulators, and external partners & stakeholders

What you'll do:

• Support the development of a compliance strategy and guidelines to support sustainable growth across APAC
• Work closely with senior management, colleagues, regulators, and external partners & stakeholders to anticipate risks and mitigate them
• Develop and implement appropriate policies and procedures as well as internal controls
• Test and monitor in the context of the business model to ensure regulatory obligations in APAC are met
• Provide guidance and training on compliance topics if needed

What you bring:

• 5+ years of experience in compliance, business controls, operations and regulatory experience with a financial entity regulated by SFC
• Possess sufficient knowledge of regulations pertaining to SFC's Type 1, 4 and 9 license
• General Compliance knowledge in AML/KYC, code of conduct, gifts and entertainment, personal account dealing, compliance monitoring, regulatory reporting etc., in Hong Kong
• Adaptable and entrepreneurial spirit
• In-depth knowledge of cross-border rules and regulations in the APAC region is desirable but not essential
• Proficiency in English for collaboration with head office and external international stakeholders

What sets this company apart:

Our client is a high growth global asset manager that values adaptability and entrepreneurship. They offer an exciting opportunity to work in a fast-paced environment that is constantly evolving. This role offers the chance to work closely with senior management, regulators, and external partners & stakeholders across the APAC region.

What's next:

Ready to take your career to the next level? Apply now!

Apply today by clicking on the link provided!