Compliance/ Account Opening Manager

• International working environment
• Stimulating and challenging work

About Our Client

Our client is a one of the largest Swiss private banks and they are now business compliance team Onboarding team to handle account opening, client onboarding, KYC/ SOW review for private banking clients. Founded in 1805, they offer services in wealth management, asset management and asset servicing to private clients and institutions. They offer comprehensive service for wealthy individuals and families including discretionary and advisory investment solutions and family office services.

Job Description

• Responsible for account opening, client onboarding, new account application review including KYC and SOW documentation against applicable policies and standards
• Provide compliance advice to the business and support functions on account opening matters including any new rules, regulations and initiatives that may impact the submission of account opening requests
• Ensure as part of the process, applicable risks are appropriately identified, escalated and relevant approvals obtained, including PEP, AML, reputational risks etc.
• Support the design, development and implementation of projects related to account opening process
• Prepare regular and ad hoc MIS related to account opening as requested by local management and Group

The Successful Applicant

• Bachelor's degree in business administration, finance or relevant discipline
• At least 5 years of working experience in client onboarding/ KYC within banking industry for private banking clients/ high net worth clients
• Strong knowledge of HKMA/SFC rules and regulations in Hong Kong
• Highly attentive to details and highly self-motivated
• Strong communication skills in oral and written English and Cantonese skills
• Proficient in MS applications such as Word, Excel and PowerPoint

What's on Offer

• International working environment
• Stimulating and challenging work
• Work life balance
• 15 days AL
• Medical

Contact

Esther Liu

Quote job ref

JN-052024-6421444

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Job summary

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Consultant name

Esther Liu

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Job Reference

JN-052024-6421444