Compliance Manager, Life Insurance

• Conduct regular compliance review to ensure compliance with regulatory requirements and Company Compliance Policies and recommends enhancements/corrective actions
• Monitor the implementation of anti-money laundering guidelines and other compliance policies and procedures, identifies gaps and recommends corrective actions
• Assess compliance risks in new business initiatives and provides advice on measures to appropriately address these compliance risks
• Coordinate with regulators in any inquiries by maintaining active dialogues with the regulators and promptly providing information as requested
• Provide advice to business units on compliance-related issues
• Enhance knowledge across the organization relating to legal/regulatory/corporate obligations with communication and education programs

Requirements

• University degree with minimum 8 years’ experience in corporate and regulatory compliance, focus on insurance compliance
• Good knowledge in insurance distribution compliance related to training and communication, investigation, dealings with regulators
• Sound knowledge with relevant laws and regulations e.g. IA, PDPO, etc
• Excellent communication, interpersonal and influencing skills
• Excellent command of written and spoken English and Chinese
• Those with less experience will be considered as Assistant Manager
• Trilingual Legal Secretary for Capital Mkts & PE
• Travel Arrg, Legal Documentation & Billing

• Report to Partners with specialization in Financial Institution, M&A and Investment Management transactions
• Manage intensive back to back meeting schedules across GC, AP and HQ
• Oversight Regulatory Affairs & Central Compliance
• Excellent job security and worklife balance

• As part of the core team members to oversight Regulatory Affairs Compliance issues
• Assume the subject matter expert on any regulatory changes and faciliate the proper implementation of procedures & policies
• Provide active advisory to business and senior management on any regulatory changes and implications to business
• Global Industry Leader with over 13000 employees
• APAC In-House Legal Transaction Nego & Advisory

• Report to the North Asia Regional Head of Legal Counsel
• Key member of transaction team to provide legal guidance & advisory support to complex structures
• Accountable for end to end phases from reviewing, derivatives structuring, legal drafting, negotiation and implementation
• Worklife Balance & Excellent Job Security

• Perform annual risk assessment to identify key risk areas that need to be monitored.
• Report to North Asia Head of Compliance
• Accountable for HKMA regulatory risk assessment
• Friendly International Culture & Good Hours

• As part of the AP Distribution Department to oversight regional KYC/CDD function
• Accountable for managing new and periodic CDD/KYC assessment for low to high risk institutional and intermediaries’ clients
• Conduct PEP, sanctions, adverse news and STR review etc.