Compliance Manager

Join Bank of China (Hong Kong) 

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Job No.: 499187
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management

Responsibilities

• Assist Team Head to manage a team to provide compliance advice and support for the Bank's general compliance and related matters, in particular to the Bank's middle and back office operations
• Maintain, review and update internal policies and procedures, compliance manuals, etc. in accordance with the local laws and regulations, market practices and the Bank's circumstances
• Monitor communication correspondence with regulatory bodies, analyze potential regulatory trends to keep abreast of development, and prepare reports for management
• Lead, disseminate and implement Head Office compliance-related requests and/or reporting requirements.
• Conduct compliance training for staff in accordance with local regulations, the Bank's internal requirements and training objectives
• Work closely with relevant stakeholders on general compliance matters, regulatory reviews and examinations, compliance-related projects, initiatives and system launch
• Ad-hoc tasks as assigned by management from time to time

Requirements

• Degree holder or above in Laws, Banking, Finance, Accounting, Risk Management or related disciplines
• At least 3 years' experience in regulatory compliance, preferably in banking, financial sectors or regulatory bodies
• Sound knowledge in banking operations and market practices, laws and regulatory requirements pertinent to bank
• Ability to work independently and as a team member, timely and appropriately identify and escalate issues
• Good drafting, analytical, interpersonal and communication skills with flexibility and adaptability to changes
• Good command of both written and spoken English and Chinese (including Mandarin), and proficiency in using Microsoft office
• ESG related qualification and experience is an advantage 

We offer competitive remuneration package and comprehensive fringe benefits including medical and life insurance, and different types of allowances to the right candidate. Interested parties, please submit your application online. For details, please visit our website

To apply: 

Data collected would be used for recruitment purposes only. It might also be disclosed to our subsidiaries or Associated Companies to process the information for appointment. Applicants who do not hear from us within 8 weeks may consider their application unsuccessful and their data will be destroyed within 12 months of receipt.