Group Risk/OR Associate Director, Global Private Bank

• RCSA & 2nd Level Control Oversight

Our Client

Representing the AA-fitch rating and the most established Global Private Bank with total AUM Of USD 700 billon to search for OR Associate Director

Job Duties

• As part of the Regional Group Risk holding full accountability in 2nd line of defense
• Accountable for reviewing the risk framework and testing OR effectiveness across FTB offices
• Conduct gap analysis and identify effectiveness of controls by work in collaboration with BR/1st line
• Manage periodic risk reporting and facilitate on any remediation issues along with compliance and external auditors
• Advise and consult senior management across the region & headquarters on new product/business initiatives to ensure the fulfilment of regulatory reporting and corporate governance

Requirements

• Well qualified graduate in Accounting, Risk or related discipline
• 6 years+/- Big4 audit/OR risk management earned from int’l bank
• Good understanding of private wealth management business/processes is highly essential
• Knowledge of HKMA/SFC regulatory requirement is a definite advantage
• Adaptive to working in a multi-cultural environment
• Strong stake holder management and consultation experience
• Oversight Liquidity, Treasury & Market Risk
• Bank Wide Asset & Liability Management
• Friendly Int’l Culture & Worklife Balance

• As Part of the Regional Risk Management Team & support ALM Committee
• Continuous review of Market risk, liquidity risk and counterparty risk management framework to ensure fulfilment of group policies and HKMA/MAS regulatory requirements
• Conduct daily monitoring and reporting of market risk, counterparty credit and liquidity risk positions
• Expansion Regional Hire with Rewarding Career
• Friendly Int’l Platform with Worklife Balance

• Assume 1st line or 2nd line of technical risk assessments from driving risk mitigation, tracking and reporting
• Ensure compliance of HKMA / SFC regulatory requirements and Corporate Governance
• Identify technical risk and implement control measures by collaborating with group & regional stakeholders across IT, security, risk, audit and compliance departments
• Promising Learning & Career Opportunity

• As part of the Asia Pacific Risk Management Team
• Accountable for identifying potential investment/OR risk by working closely with portfolio management/investment teams, tech/operations, legal & compliance, depts
• Conduct periodic risk assessment/stress test to ensure fulfilment of regulatory and corporate governance
• Most Admired Global Private Banking Franchises
• Friendly Int’l Platform with Worklife Balance

• As part of 2nd line of defense to conduct periodic review & formulate effective control in accordance to regulatory requirements & corporate governance
• Conduct gap analysis; formulate control process/policies and KRI indicators by working in close partnership with compliance/audit teams & 1st line of BR
• Accountable for driving thematic reviews in particular with issues related to IT risk, cyber security, PDPO, outsourcing and BCP etc.
• Excellent Worklife Balance & Multicultural Background

• As part of the regulatory & central compliance team for the HK branch
• Accountable for staff licensing, employees trading activities and monitoring entertainment & gift activities
• Advise business and internal stakeholders on related HKMA regulatory issues