Co-Head of Asia Pacific Sales & Trading Compliance, Executive Director/Managing Director, Hong Kong

We are looking to hire an expert Co-Head of Asia Pacific Sales & Trading Compliance, Executive Director/Managing Director, Hong Kong to join our amazing team at Morgan Stanley in null
Growing your career as a Full Time Co-Head of Asia Pacific Sales & Trading Compliance, Executive Director/Managing Director, Hong Kong is a terrific opportunity to develop exceptional skills.
If you are strong in planning, leadership and have the right mindset for the job, then apply for the position of Co-Head of Asia Pacific Sales & Trading Compliance, Executive Director/Managing Director, Hong Kong at Morgan Stanley today!

Responsibilities Advisory - Provide advice on regulatory interpretation andpliance issues in the Equities coverage areas; develop and deliver proactive strategies that supportpliance and business objectives. New business initiatives - Review and lead new business and infrastructure initiatives from a local and international regulatory, best practice and Firm perspective. pliance policies and procedures - Review manuals andpliance Notices to ensure they are properly revised or updated when necessary. Develop and implement new manuals,pliance Notices, policies and procedures in light of regulatory or business changes. Desk reviews and monitoring - Provide advice to the Desk Review and Monitoring Teams to identify risk areas or lead independent reviews, and monitoring of business and supervisory practice. Training - Develop training materials and provide training to Institutional Equity Division and other staff Industry contacts - Leadmunications with industry participants to ensure appropriateness and consistency. Regulatory interactions - Monitor regulatory developments and trends; help develop and manage the Firm's contact and relationship with its regulators in coordination with Regulatory Relations, ensuringmunications between the Firm and its regulators are open and constructive. Regulatory reviews - Investigate and assist with regulatory inquiries, audits and examinations. Global / regional coordination - Develop close working relationship with Asia Pacific countrypliance teams as well as global counterparts to ensurepliance standards and framework are aligned, and to share best practices and insights across the regions. Qualifications, Skills & Requirements University graduate or equivalent degree preferred, ideally in business, accounting or law. Minimum 12 years of relevant work experience in the financial services industry inpliance or internal audit and/or with a securities exchange or regulator. Sound experience in providing regulatory /pliance advice in connection to Equities coverage areas. In-depth knowledge of Hong Kong regulatory andpliance requirements. Knowledge of APAC regulatory developments advantageous. Sound judgment in identifying risks in order to proactively escalate to relevant senior managers Outstandingmunication skills in English necessary to effectively interact and influence internal and external stakeholders. Fluency in Asian languages ( Mandarin and/or Cantonese) advantageous. Strong analytical skills, detail-oriented, team player, proficient in time management and able to initiate and manage projects. Demonstrate ability to effectively review and analyze data / situations and apply judgement to resolve issues in a timely manner. Able to make, support and defend difficult andplex regulatory /pliance decisions in a fast-paced and highly pressured environment. Job ID 3250423

Benefits of working as a Co-Head of Asia Pacific Sales & Trading Compliance, Executive Director/Managing Director, Hong Kong in null:

● Company offers great benefits
● Opportunities to grow
● Attractive package