AM to Manager, Business Compliance (Financial Institutions)

Company : Industrial And Commercial Bank Of China (asia) Limited

Job Type : Full Time

Hong Kong

Number of Applicants

000+

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Job Description - AM to Manager, Business Compliance (Financial Institutions)

Responsibilities
As part of the Business Compliance team of Financial Institutions clients coverage department
The team is acting as 1.5 line of defence between the 1st line client facing department and 2nd line compliance/FCC & 3rd line internal audit functions
Act as first point of contact for relationship managers who need advisory on compliance/FCC matters
Provide regular trainings to relationship managers in order to improve their skill on compliance/FCC areas
Conduct sample checking on KYC reviews prepared by relationship managers to ensure they are upto the bank's requirements
Responsible for department internal manual update and maintenance work
Prepare regular reports to department management team to keep track all compliance/FCC functions requirements to avoid potential non-compliance
Perform compliance/FCC related ad-hoc projects

Requirements

Bachelor Degree holder in Business/Accounting/related areas
At least 5 years working experience in banking / financial institutions
Business compliance/FCC experience is a must
Good knowledge of HKMA's regulatory regime on AML/CDD
Holder of ECF on Anti-Money Laundering and Counter-Financing of Terrorism (AML/CFT) is perferable.
Good communication and interpersonal skills
Self-motivated, independent and able to work under pressure
Good command of both written and spoken English and Chinese including Putonghua
Good knowledge in using Excel for data management and reporting

To Apply
Please submit your resume to [email protected] .

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AM to Manager, Business Compliance (Financial Institutions)

Job Description - AM to Manager, Business Compliance (Financial Institutions)

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