Ant International-Wealth Management (Portfolio Management), Executive Officer-Ant Bank HK

Job description

Job Responsibilities:

• Serve as Executive Officer (EO) overseeing SFC Type 9 licensed activities

• Lead portfolio management and investment strategy execution for discretionary mandates, including formulating strategies, asset allocation, and monitoring performance

• Develop investment decision-making, risk control, KYC/AML, and back-office processes for trade execution, portfolio management, and compliance

• Conduct in-depth investment research on markets, analyze macro and micro economic trends, industry data, and market indicators, and produce detailed investment research and analysis reports

• Utilize the research data and form different investment strategies for model portfolios and asset allocation decisions

• Oversee implementation of model portfolios, ensuring portfolio risk management, trade execution, and performance are in compliance with internal procedures and regulations

• Monitor and analyze portfolio performance, identifying potential risks and opportunities

• Propose and implement portfolio management initiatives while maintaining robust internal controls for reporting, compliance, and risk mitigation efforts

• Report directly to senior management, escalating critical compliance and risk-related issues when necessary

• Maintain effective communication with regulatory bodies

• Conduct regular training for staff on market updates and portfolio managements

Job Requirement

Job Requirements:

• Minimum 3 years of asset management experience within the last 6 years

• At least 2 years of managerial experience

• Existing Type 9 license holder preferred, currently serving as a Executive Officer (EO) or Responsible Officer (RO) is advantageous

• Prior portfolio management and discretionary service experience required if not a regulated individual

• Preferably from a bank, securities firm, asset management firm, or fund house

• Have a profound understanding of financial markets, investment strategies, and regulatory requirements

• Proficient in financial modeling and data analysis tools (e.g., Excel, Bloomberg)

• Strong leadership and analytical abilities

• Ability to work independently and collaborate in a team within a fast-paced environment

• Proficient in English, Cantonese and Mandarin