Assistant Investment and Compliance Support Manager - Hang Seng Investment Management Limited

Some careers have more impact than others.


If you're looking for a career where you can make a real impression, join Hang Seng and discover how valued you'll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, Hang Seng offers opportunities, support and rewards that will take you further.

Hang Seng Investment Management Limited (HSVM)

Established in 1993, Hang Seng Investment Management Limited ("Hang Seng Investment") is a wholly owned subsidiary of Hang Seng Bank Limited. As one of the largest home-grown asset management firms in Hong Kong, Hang Seng Investment is a pioneer in indexing solutions, with more than 30 years of asset management experience. Since 2022, Hang Seng Investment has managed The Tracker Fund of Hong Kong (TraHK) and is currently the largest ETF manager in Hong Kong by assets under management. Hang Seng Investment is committed to providing comprehensive investment management services through investment managers with extensive experience in managing funds (including a series of ETFs and retail funds) and investment portfolios, for institutional and individual clients. Building on our strong local foundation, we are actively expanding our business across Mainland China and international markets, further strengthening our position as a leading global asset manager.

We are currently seeking a high caliber professional to join our team as Assistant Investment and Compliance Support Manager.

Principal responsibilities

• Support fund managers in portfolio management, including pre-deal checking/investment guideline monitoring, across various investment products in global/regional/local markets.,
• Assist in setting up rules in compliance monitoring system (Bloomberg AIM) according to investment guidelines restrictions, strengthen and automate relevant checking, develop and perform alternative monitoring process for restriction that cannot be coded in system, to ensure all the investment activities are in compliance with the policies and guidelines of the bank, regulatory authorities and the investment guidelines, mandates of the client.
• Perform regular checks, updates and reviews and coding enhancement to maintain a robust compliance monitoring system.
• Provide updates and training to colleagues for compliance rules and investment restrictions.
• Provide trade support including cash flow management, monitoring cash forecast and settlement, prepare customized reports to fund managers.
• Provide general administration support related to corporate actions and proxy voting event.
• Ensure daily routines are running effectively and escalate for potential issues.
• Manage the relationship with fund managers, internal counterparties and custodian to monitor the high quality services and support to Front Office.
• Update internal procedures, handle inspection from internal business oversight team, and request from client due diligence and audits.

Requirements

• University degree in Finance / Computing or a related discipline
• Minimum of 3 years' banking experience, with related exposure to internal control, risk control or compliance covering asset management products or operations
• Candidates with less experience will be considered for junior role.
• Familiar with investment restrictions, good understanding of HKMA / SFC / MPFA regulatory requirement
• Good interpersonal, leadership and communication skills
• Strong self-motivation, with the ability to work independently and under pressure
• Knowledge of Bloomberg and proficient in advanced MS Excel
• Proficiency in spoken and written English, Chinese and Mandarin
• Great sense of ownership and servicing mindset to ensure efficient and effective customer service processes

You'll achieve more when you join Hang Seng Bank Limited.

www.hangseng.com/careers

https://www.linkedin.com/company/hang-seng-bank

Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high-calibre talent by offering a dynamic working environment, good career development opportunities and competitive compensation packages.

Issued by Hang Seng Bank Limited