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Assistant Manager, Compliance, Regional Asset Manager

salary Salary :

$400,000 - 500,000 yearly

icon building Company : The Profile Group (HK) Ltd (a Wilson Company)
icon briefcase Job Type : Full Time
icon geo-alt Hong Kong

Job Description - Assistant Manager, Compliance, Regional Asset Manager

Regional Asset Manager is looking to hire an Assistant Manager to be part of the small compliance team. As the most junior member of the team, you will be responsible for:
  • SFC authorised fund matters such as managing SFC authorised fund registration, filing and reporting
  • Reviewing marketing materials to ensure adherence to regulatory requirements
  • Assist with onboarding new clients to ensure information is accurate and in line with AML/CFT policies
  • Pre and post trade compliance monitoring
  • Routine general compliance tasks

The successful candidate will possess 2-5 years of relevant experience gained within asset management compliance. Fluency in Cantonese, Mandarin and English is required.
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