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Assistant Manager - Regulatory Compliance, Global FS

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Job Description - Assistant Manager - Regulatory Compliance, Global FS

A leading international financial institution is seeking a motivated compliance professional to join its Hong Kong office. This is an excellent opportunity for individuals with long-term career aspirations to contribute to a dynamic team that plays a pivotal role in regulatory compliance, governance, and risk management across the Asia-Pacific region.

Key Responsibilities

  • Handle licensing registration, renewals, and updates, ensuring timely submissions and accurate records.
  • Assist in monitoring regulatory changes and maintaining tracking tools to keep obligations up to date.
  • Support the preparation of compliance reports, summaries, and presentations for management.
  • Coordinate with colleagues and stakeholders to implement compliance processes and meet regulatory requirements.
  • Contribute to regional compliance projects by providing research, documentation, and administrative support.
  • Help organize training sessions and awareness initiatives to strengthen compliance culture across the office.
  • Provide backup support to team members and contribute to smooth daily operations.

Requirements

  • Degree in Law, Finance, Business, or Accounting.
  • 3-6 years of experience in compliance, preferably within financial services.
  • Basic knowledge of Hong Kong banking regulations and practices.
  • Strong organizational and prioritization skills.
  • Self-motivated, detail-oriented, and able to work effectively in a fast-paced environment.
  • Fluent in both English and Cantonese, with strong communication skills.



Original job Assistant Manager - Regulatory Compliance, Global FS posted on GrabJobs ©. To flag any issues with this job please use the Report Job button on GrabJobs.
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