Assistant Operations Manager / Operations Officer, Wealth Management, Operations

Key Areas of Responsibilities  

• Assist supervisor to monitor internal operations procedures in strict compliance with Company’s guidelines and policies.
• Supervise the team members on transaction processing and clearing activities including Stock, Bond and Structure Note, Fund, IPO,etc.
• Resolve trade processing and settlements issues with external parties including counterparties and clients. 
• Attend to client’s enquiry on settlement and account status matter.
• Manage operational activities in relevant internal and external back office systems are operating meticulously.
• Assist supervisor on new products / services to be offered to clients, including the UAT process.
• Develop and implement comprehensive operational procedures.

Requirements  

• Degree holder in Finance or Business Administration or related discipline(s)
• Minimum 5 years’ experience in the securities/futures industry.
• Robust computer literacy and high numeracy.
• Good inter-personal and communication skill.
• Good command of written and spoken English and Chinese (including Putonghua).
• Less experience will be considered as Operations Officer

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