Associate Director, Compliance Services

Company : Aptitude Asia Limited

Job Description - Associate Director, Compliance Services

About the job Associate Director, Compliance Services

Our client, a well-established Fund Services company, is looking to hire an Associate Director to join the expanding Compliance Services team in Hong Kong.

Job Responsibilities:

Manage the day-to-day compliance operations for a diverse portfolio of licensed entities, including fund managers, broker-dealers, and payment service providers
Provide expert guidance on complex regulatory matters, particularly related to licensing and regulatory inquiries
Manage compliance projects to ensure timely completion and adherence to requirements
Serve as the subject matter expert on regulations governing Hong Kong's financial institutions
Participate in business development meetings and calls where required to provide product/service knowledge.

Job Requirements:

Minimum 5 years of experience in regulatory compliance, either within a regulator, regulated firm, or consultancy
Strong technical expertise in compliance, with a deep understanding of SFC regulations
Familiarity with building compliance policies and procedures tailored to various business models in the financial services industry, particularly asset management
Excellent communication skills, a team-oriented mindset, and a proactive, meticulous approach to problem-solving

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Associate Director, Compliance Services

Job Description - Associate Director, Compliance Services

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