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Associate - VP, IBD Quality Control

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Job Description - Associate - VP, IBD Quality Control

Our client is a leading Chinese full-licensed securities brokerage firm.

Responsibilities:
  • Provide technical support and monitor business risks in the Investment Banking Department.
  • Improve execution quality in Hong Kong and overseas investment banking by reviewing transaction documents.
  • Maintain and enhance internal quality control policies and IT systems related to transactions.
  • Review due diligence conducted by deal teams and ensure proper documentation.
  • Assess regulatory and business risks of transactions and report to senior management as needed.
  • Organize and participate in internal committee meetings regarding transaction acceptance and launch.
Requirements:
  • Degree holder with at least 5 years of relevant working experience in global investment banks, law firms or big four audit firms.
  • Good knowledge of various financial products and regulations in Hong Kong and overseas.
  • Good command of spoken and written English and Mandarin.


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