AVP/VP, Quality Assurance, Equity Sales & Derivatives

The Role

AVP/VP, Quality Assurance, Equity Sales & Derivatives

Key Accountabilities

• Risk Monitoring, Assessment, and Reporting: Conduct monitoring, assessment, analysis, and reporting of trading strategies and related risk (including market risk, credit risk, operational risk, and compliance risk) of the trading desks;
• Profit and Loss (P&L) Analysis: Perform P&L analysis based on data provided by the Risk Management Department, including quantitative analysis of significant P&L changes;
• Authorization and Limit Management: Assist the Risk Management Department in authorization management and risk limit monitoring and alerting, while proposing management suggestions;
• Stress Testing and Emergency Management: Lead stress testing and business continuity exercises;
• Counterparty Onboarding and Limit Applications, Corporate Actions, and Account Risk Monitoring: Coordinate counterparty onboarding and limit applications, monitor corporate actions, and review account risks;
• Contract and Agreement Management: Responsible for updating or renegotiating agreements (e.g., ISDA, CSA);
• Compliance Management: Lead the investigation of daily compliance issues for trading desks, enforce accountability, manage incompatible roles, assist in investigations, and report violations;
• Risk Report Preparation: Prepare risk-related reports on a regular basis;
• Trade Booking and Management: Perform trade support tasks, including trade booking, trade reconciliation, valuation reports, margin management, trade confirmation, settlement status, regulatory reporting, and daily funding monitoring, ensuring accuracy in all trade-related matters;
• Workflow Optimization, Automation Proposals, and System Upgrades/New Product Launches: Optimize workflows, propose automation solutions, and participate in system upgrades and new product launches.

Skills & Experience

• University graduated in Finance, Business Administration or relevant disciplines;
• Candidate with 8 years of work experience in the areas of Middle Office or risk management is preferred; candidates with over 2 years of full time working experience in Hong Kong or overseas is considered as an advantage;
• Candidate with work experience relate to equity derivatives and has strong knowledge of market practice, market operations and regulations of equity derivatives is preferred;
• Excellent communication skills, independent, reliable and detail oriented;
• Flexibility to adapt to changing environment and multitasking;
• Proficiency in written and spoken English and Chinese.

Other Information

• Please apply in strict confidence with full resume, academic record, current and expected salaries;
• The personal data provided will be used for consideration of recruitment only. All personal data of unsuccessful candidate will be destroyed within 24 months;
• Candidates with Enhanced Competency Framework (ECF): please state on the CV.

About BOCI

As a leading investment bank in China and Hong Kong region, the investment banking arm of Bank of China, BOC International Holdings Limited (“BOCI”), is now seeking highly motivated, creative and success-oriented professional who would like to pursue the career for supporting our group.