Client Onboarding Officer - Leading Securities Firm

Our client is a leading securities brokerage currently seeking for a Client Onboarding Officer to cope with their business expansion.

Key Responsibilities

• Oversee the entire client onboarding process, ensuring a seamless experience from initial contact to account activation.
• Conduct thorough KYC and CDD reviews, ensuring compliance with industry regulations and company policies.
• Collaborate with cross-functional teams to enhance the onboarding experience and improve operational efficiencies.
• Maintain accurate documentation and records of client interactions and compliance efforts.
• Stay up-to-date on regulatory changes and implement necessary adjustments to onboarding procedures.

Qualifications

• Bachelor's degree in Finance, Business Administration, or a related field.
• Minimum of 5 years of experience in client onboarding within the securities industry.
• Strong hands-on experience with KYC and CDD processes.
• Excellent communication and interpersonal skills.
• Detail-oriented with strong analytical and problem-solving abilities.

Our client offers excellent remuneration package to the right candidate. Interested parties please kindly reach out to Eunice Lee at 3907 0744/ [email protected] for a confidential discussion.