Compliance Associate, Large Chinese Securities

Your new role

• Provide compliance advice relating to applicable rules, regulations and regulatory expectations
• Review new business/product initiatives and provide compliance advice from a regulatory and best practice perspective.
• Handle enquiries, inspections, audits from regulators and external parties
• Involve in monitoring and checking for adherence to compliance procedures and controls
• Assist in formulating and reviewing company policies, internal control procedures & manuals to ensure they are up-to-date with regulatory requirements.
• Provide compliance training to businesses and supporting staff
• Handle other compliance related ad hoc assignments from time to time
  
  
  

What you'll need to succeed

• University degree holder in Law, Accounting, Finance, or related field
  
• Require 3-5+ years of experience in Business Compliance/General Compliance.
  
• Knowledge of PRC's regulatory requirements and overseas regulatory developments advantageous.
  
• Fluent in Chinese and English,
  
• Proactive and strong team player with strong interpersonal, coordination and communication skills
  

What you need to do now

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now. ([email protected])

If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career.