COMPLIANCE ASSOCIATE / OFFICER - INVESTMENT COMPLIANCE

1. Global Asset Management firm
2. Investment Compliance experience

Our client is a global investment management company with an unparalleled reputation across the Asia Pacific region. With the continued growth of the organization, the need has arisen to recruit a high caliber professional to join them.

Supporting the operations of the compliance programs by daily monitoring of trade activities for funds and accounts to ensure that investment guidelines and policy limitations are followed. Implementing effective mechanisms to provide timely reporting and monitoring of complex investment strategies. Supporting the Asset Management Information Barrier program, including assessing inadvertent receipt of material non-public information, establishing, and removing information barriers. Providing the management with information on current trends and issues recognized during assignments and recommending plans for improvement. Working with the team to ensure ongoing collaboration with local and global regulators as well as providing support on regulatory change projects.

To be qualified, you must be a university graduate with around 2 to 5years of experience in compliance, fund operations or risk management in financial industry.You should have strong analytical and problem-solving abilities and attention to detail together with excellent communication skills in English and Chinese.

Interested applicants should send a detailed resume to Kelly Kam by email to [email protected] quoting reference eFC3654 .

(Applicants not contacted within 4 weeks should consider their application unsuccessful.)