Compliance Assurance and Monitoring (60-70K), Foreign Corp Bank

Your new company

We are seeking a detail-oriented and proactive Compliance Assurance and Monitoring Specialist to join a stable foreign corporate bank. This role is critical in ensuring that the bank's business adheres to regulatory requirements, internal policies, and industry best practices. You will play a key part in safeguarding the integrity of their operations by conducting reviews, monitoring activities, and testing controls across the organisation.

Your new role

• Conduct compliance reviews (both AML and general compliance) to assess adherence to regulatory standards and internal policies.
  
• Design and execute monitoring programs to identify potential risks and control gaps.
  
• Perform compliance testing across business units and document findings.
  
• Identify improvement opportunities and collaborate with stakeholders to address gaps, mitigating compliance risks effectively.
  
• Monitoring staff personal account transactions.
• Review escalations from Group Compliance, including data collection, analysis, and documentation
• Prepare clear, concise reports and present recommendations to management.
  
• Collaborate with stakeholders to remediate issues and strengthen compliance frameworks.
  
• Partner with departmental teams to develop operating policies, manuals, and procedures.
  
• Stay updated on regulatory changes and emerging compliance risks.
  

What you'll need to succeed

• Bachelor's degree in Law, Finance, Business, or related field.
  
• Require around 6-7+ years of experience in compliance in Banking. Experience in compliance assurance/review/monitoring and testing is a must.
  
• Strong knowledge of regulatory requirements (e.g., AML, KYC, data privacy, financial regulations)
  
• Strong background in surveillance and auditing across diverse banking areas, including corporate banking, global markets, private wealth, and transaction banking is a plus.
  
• Excellent analytical, problem-solving, and communication skills.
  
• Ability to work independently and manage multiple priorities.
  
• Fluent in English is a must.

What you need to do now

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now. ([email protected])

If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career.