Compliance Director, Asset Management

Your new company

Our client is a fast-growing asset management firm dedicated to delivering exceptional investment solutions to its clients. They are seeking a highly qualified Compliance Director to join their team and ensure that their operations meet the highest standards of regulatory compliance.



Your new role

• You will be responsible for overseeing and managing all aspects of regulatory compliance within the organisation.
• Develop and implement compliance policies and procedures to ensure adherence to local, state, and federal regulations.
• onduct regular compliance audits and assessments to identify potential risks and recommend corrective actions.
• Monitor changes in legislation and regulatory guidelines, assessing their impact on the firm and updating policies accordingly.
• Provide guidance and training to employees on compliance-related matters.
• Serve as the primary liaison with regulatory bodies and external auditors.
• Prepare and submit required regulatory filings and reports.
• Collaborate with senior management to foster a culture of compliance and ethical behaviour throughout the organisation.
• Manage the compliance team and oversee performance reviews and professional development.

What you'll need to succeed

• Bachelor's degree in Finance, Law, Business Administration, or a related field; advanced degree or relevant certifications (e.g., CAMS, CCEP) preferred.
• Minimum of 8+ years of experience in compliance within the asset management/financial services industry. Also, we welcome candidates from compliance consulting firms to try.
• Strong knowledge of regulatory requirements and compliance best practices.
• Proven ability to analyse complex regulations and communicate them effectively.
• Exceptional organisational and leadership skills, with the ability to manage multiple projects simultaneously.
• Excellent interpersonal and communication skills to effectively interact with internal and external stakeholders
• Fluent in English is a must.

What you need to do now

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now. ([email protected])

If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career.