The Company: A top-tier asset manager who has had rapid growth in Asia over the last decade is currently seeking a compliance specialist to join their regional team of four based in Hong Kong. This presents a thrilling opportunity for mid to senior candidates with solid experience in asset management to acquaint themselves with broader corporate and regulatory compliance exposures.
In your new role, you will
Attend to a broad range of fund products and regulatory compliance responsibilities across multiple jurisdictions
Perform regular checking and review of investment activities, policies and procedures for compliance monitoring
Conduct gap analysis on regulatory updates and handle relevant compliance reporting
Assist in licensing matters for the firm as well as general corporate compliance tasks
Respond to inquiries from business units and regulatory bodies, and conduct risk & compliance training for internal staff
Requirements:
Bachelor's degree or above in Accounting, Finance, Law or business-related discipline
Minimum 5 years of buy side compliance experience preferably with ETF exposures
Proficiency in both English and Chinese
BeathChapman Pte Ltd
Interested parties please get in touch with Ruth Ma via [email protected]
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