Compliance Manager, Chinese Asset Management (SFC 1,4,5,6,9)

Your new company

Our client is seeking an experienced Compliance Manager to join their Compliance function in Hong Kong. This role will cover both regulatory compliance and anti-money laundering (AML) responsibilities and will work closely with business, risk, and senior management to support the firm's continued growth in a highly regulated environment.



Your new role

• Provide compliance advisory support to front office, operations, and management on applicable laws, regulations, and codes of conduct, including SFC requirements.
• Monitor and assess regulatory developments and ensure timely implementation of regulatory changes.
• Review and maintain compliance policies, procedures, and internal controls.
• Conduct compliance monitoring, testing, and surveillance activities; identify gaps and recommend remedial actions.
• Liaise with regulators, auditors, and external advisors as required.
• Support regulatory filings, inspections, and internal/external audits.
• Maintain and enhance AML policies, procedures, and risk assessments in line with regulatory expectations.

What you'll need to succeed

• Require 6-7+ years of relevant compliance experience, ideally gained from asset management firms, with strong exposure to Chinese asset management.
• Solid hands-on experience in both regulatory compliance and AML/CFT.
• Strong knowledge of Hong Kong regulatory requirements, including SFC codes, guidelines, and AML regulations.
• Detail-oriented, with strong analytical, communication, and stakeholder management skills.
• Able to work independently while collaborating effectively with cross-functional teams.
• Proficiency in English and Chinese (Mandarin preferred).

What you need to do now


If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now. ([email protected])

If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career.