Compliance Manager (International Asset Manager)

Company : Morgan Mckinley

Job Type : Full Time

Hong Kong

Number of Applicants

000+

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Job Description - Compliance Manager (International Asset Manager)

Our client is one of the largest international fund manager.

Responsibilities:

Review and approve marketing materials for the region and actively participate in regional and global compliance initiatives. Proficiency in both traditional and simplified Chinese is required.
Prepare and manage statutory filings with regulators related to licensing obligations, including annual, periodic, and ad-hoc submissions.
Collect and review documents for regulatory exams, audits, and legal processes, coordinating with auditors and legal teams as necessary.
Draft and review compliance-related documents and external correspondence for managerial and legal review.
Assist internal departments in responding to queries and troubleshooting compliance-related issues for clients, auditors, and regulators.
Collaborate with internal teams to enhance compliance controls and procedures.

Requirements:

Degree holder with at least 7 years of relevant experience in compliance functions in investment management, securities or financial services industry.
Good knowledge of regulatory compliance standards in the region and experience in licensing matters.
Proficient in reading and writing both Traditional and Simplified Chinese, with the ability to translate from English to either form.

Original job Compliance Manager (International Asset Manager) posted on GrabJobs ©. To flag any issues with this job please use the Report Job button on GrabJobs.

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Compliance Manager (International Asset Manager)

Job Description - Compliance Manager (International Asset Manager)

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