Job Description - Compliance Manager, Life Insurance
Conduct regular compliance review to ensure compliance with regulatory requirements and Company Compliance Policies and recommends enhancements/corrective actions
Monitor the implementation of anti-money laundering guidelines and other compliance policies and procedures, identifies gaps and recommends corrective actions
Assess compliance risks in new business initiatives and provides advice on measures to appropriately address these compliance risks
Coordinate with regulators in any inquiries by maintaining active dialogues with the regulators and promptly providing information as requested
Provide advice to business units on compliance-related issues
Enhance knowledge across the organization relating to legal/regulatory/corporate obligations with communication and education programs
Requirements
University degree with minimum 8 years’ experience in corporate and regulatory compliance, focus on insurance compliance
Good knowledge in insurance distribution compliance related to training and communication, investigation, dealings with regulators
Sound knowledge with relevant laws and regulations e.g. IA, PDPO, etc
Excellent communication, interpersonal and influencing skills
Excellent command of written and spoken English and Chinese
Those with less experience will be considered as Assistant Manager
Trilingual Legal Secretary for Capital Mkts & PE
Travel Arrg, Legal Documentation & Billing
Job Duties
Report to Partners with specialization in Financial Institution, M&A and Investment Management transactions
Manage intensive back to back meeting schedules across GC, AP and HQ
Oversight Regulatory Affairs & Central Compliance
Excellent job security and worklife balance
Job Duties
As part of the core team members to oversight Regulatory Affairs Compliance issues
Assume the subject matter expert on any regulatory changes and faciliate the proper implementation of procedures & policies
Provide active advisory to business and senior management on any regulatory changes and implications to business
Global Industry Leader with over 13000 employees
APAC In-House Legal Transaction Nego & Advisory
Job Duties
Report to the North Asia Regional Head of Legal Counsel
Key member of transaction team to provide legal guidance & advisory support to complex structures
Accountable for end to end phases from reviewing, derivatives structuring, legal drafting, negotiation and implementation
Worklife Balance & Excellent Job Security
Job Duties
Perform annual risk assessment to identify key risk areas that need to be monitored.
Report to North Asia Head of Compliance
Accountable for HKMA regulatory risk assessment
Friendly International Culture & Good Hours
Job Duties
As part of the AP Distribution Department to oversight regional KYC/CDD function
Accountable for managing new and periodic CDD/KYC assessment for low to high risk institutional and intermediaries’ clients
Conduct PEP, sanctions, adverse news and STR review etc.
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