Compliance Officer

A well-established international asset management firm which is one of the major institutional investors in the global financial markets and one of the biggest funds by AUM in Hong Kong. We invest in a wide range of products with an international dimension. We are now looking for high caliber candidates who would like to share our commitment and professional values. We offer competitive remuneration package and a commitment to training and continual professional development.

Responsibilities:

1. Monitor and analyze potential risk from corporate daily investment;
2. Identify and assess adequacy and implementation of controls in specific business fields;
3. Track and report staff’s private investment matters;
4. Organize related conferences and training programs;
5. Assist in the improvement of related frameworks and policies;
6. Perform any ad-hoc tasks as required.

Job Requirements:

1. University graduate major in risk management, accounting, audit or related discipline;
2. 3 to 5 years of work experience is preferred;
3. Willing to learn and committed to produce high quality of work;
4. Responsible, principled and well-organized;
5. Great communication and organizational skills;
6. Good command of both spoken and written English, Cantonese and Mandarin;
7. Proficient in MS Office applications and Chinese word processing.

We offer an attractive remuneration with excellent opportunities to the right candidate. Interested parties please apply with detailed resume. (All personal information received will be kept in strictly confidential and only for recruitment purpose only.)