Compliance Officer, Foreign Asset Management (SFC 1,4,9) (30-45K)

Company : Hays

Job Type : Full Time

Hong Kong

Job Description - Compliance Officer, Foreign Asset Management (SFC 1,4,9) (30-45K)

Your new role

Oversee compliance activities for the Hong Kong office of a rapidly expanding asset management firm.
Support the launch and ongoing administration of Hong Kong-domiciled investment funds.
Act as a liaison between internal teams (Investment, Product, Risk, Finance, Compliance) and external stakeholders (Custodians, Fund Administrators) to monitor fund portfolios.
Contribute to the development and enhancement of internal policies, procedures, and controls to ensure alignment with current statutory and regulatory standards.
Conduct regular reviews of compliance issues related to operational and investment activities
Maintain and refine the AML and compliance framework, including policies, guidelines, and procedures, in accordance with internal standards and external regulations.
Partner with compliance consultants to facilitate SFC licencing, monitor ongoing professional training, and manage other regulatory processes.
Perform KYC due diligence, client background checks, and ongoing AML transaction monitoring
Organise and deliver training sessions on compliance and AML topics
Coordinate with external auditors and accountants to support audit and financial reporting requirements
Assist with ad-hoc projects focused on quality assurance and compliance enhancement.

What you'll need to succeed

Bachelor's degree in Finance, Law, Business Administration, or a related field.
Require 3-5 years of experience in compliance from sell side/buy side. Welcome candidates from the side.
Familiar with SFC 1,4,9 licences.
Good interpersonal skills.
Fluent in English is a must.

What you need to do now

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now. ([email protected])

If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career.

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Compliance Officer, Foreign Asset Management (SFC 1,4,9) (30-45K)

Job Description - Compliance Officer, Foreign Asset Management (SFC 1,4,9) (30-45K)

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