This opportunity is with a well-established company in the professional services industry, with a strong presence across Mainland China, Hong Kong, Singapore and offshore jurisdictions.
Job Description
As a Compliance Policy & Regulatory Affairs Manager, your main responsibilities will include:
Developing, implementing, and maintaining compliance policies and procedures in line with regulatory requirements.
Providing expert advice on regulatory matters to internal stakeholders.
Monitoring and reporting on compliance risks and ensuring effective mitigation strategies are in place.
Managing relationships with regulatory bodies and ensuring timely and accurate reporting.
Conducting regular compliance training for employees to promote awareness and adherence.
Reviewing and updating company policies to align with changes in regulatory frameworks.
Collaborating with the Risk & Compliance department to ensure a cohesive approach to governance.
Supporting internal and external audits related to compliance and regulatory affairs.
The Successful Applicant
A successful Compliance Policy & Regulatory Affairs Manager should have:
A strong understanding of compliance frameworks and regulatory requirements in the professional services industry, in particular with jurisdictions such as BVI, Cayman Islands and Hong Kong.
Proven experience in managing compliance policies and liaising with regulatory authorities, specifically knowledge in handling TCSP license requirements.
Excellent analytical and problem-solving skills.
Strong attention to detail and the ability to work under pressure.
Effective communication skills to provide guidance to internal stakeholders.
Fluency in English and Chinese.
A degree in law, finance, or a related field is preferred.
What's on Offer
This role will offer a competitive package for an experienced regulatory compliance professional.
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