Compliance Professional (AVP level) - Big 4 regulatory (an auditor) background preferred

Job Title: Compliance Professional (AVP level) - Big 4 regulatory (an auditor) background preferred

Location: Central, Hong Kong

Position Summary

Join a prestigious firm with deep roots in private wealth management and a strong presence across major financial hubs. We are seeking a seasoned compliance professional to make an impact in a dynamic, international financial environment.

What You'll Be Doing

As a key member of the Hong Kong Compliance team supporting the Private Wealth Management division, you will:

• Deliver expert guidance on regulatory matters, ensuring business practices align with local and international standards.
• Collaborate with senior leadership to assess and manage regulatory risks.
• Design and execute compliance monitoring programs and internal control frameworks.
• Identify gaps or inconsistencies in processes and escalate issues with actionable recommendations.
• Stay ahead of regulatory developments and communicate changes effectively across the organization.
• Lead training initiatives to promote a strong compliance culture and enhance risk awareness.
• Support broader compliance functions as needed, contributing to a cohesive and proactive team environment.

What You Bring

• Minimum 5 years of regulatory compliance experience within the financial services sector, ideally gained from a Big 4 background or as a regulatory consultant.
• Solid understanding of Hong Kong's regulatory landscape (HKMA/SFC).
• Fluency in English and Cantonese; Mandarin is a plus.
• Tech-savvy with proficiency in compliance-related tools and systems.
• Detail-oriented, self-driven, and capable of managing multiple priorities under tight deadlines.
• A team player who thrives in a fast-paced, high-stakes environment.

Please send an updated resume in English to our Managing Partner at ec(at)Harbridgepartners(dot)com

Interested in this and other roles? Please send an updated resume in English to CV[@]harbridgepartners[dot]com

Or contact +852 2523 9955 – and ask for Terry Au, Edward Chen, Richard Liu, Cora Pang

Harbridge Partners Limited

Employment Agency License: 79129